Northern Arc Investments

Annual Compliance Audit

Annual Compliance Audit


Pursuant to SEBI (Investment Adviser) Regulation, 2013, Investment advisers are required to conduct an yearly audit in respect to compliance with the regulations from a member of Institute of Chartered Accountants of India or Institute of Company Secretaries of India within six months from the end of each financial year.

Accordingly, in compliance with Regulation 19(3) of SEBI (Investment Adviser) Regulation, 2013 with respect to compliance with annual compliance audit requirement, the below disclosure is made by the Company with regard to the annual audit:

Sr. No. Financial Year Compliance Audit Status
1 FY 2020-21 Conducted
2 FY 2021-22 Conducted